Pages

Friday 24 May 2013

REVIEW OF LITERATURE



REVIEW OF LITERATURE


According to SEBI, professional rating of market intermediaries is a matter of debate and discussions. The need is felt not only from the viewpoint of greater disclosure requirements for investor’s interest, considering the important role such intermediaries play, being an interface between the investor and exchanges but also from the viewpoint of measuring the adequacy of systems and controls to meet internal and external compliance requirements.
Thus, the need for Intermediaries Rating Services in view of the development is taking place in the capital markets and requires constantly up gradation and improvement in the systems and procedures in operation.  Besides compliance with regulatory requirements, it has assumed significance to mitigate risk and ensure protection of investor’s interest.
Rating objectives benefits the entity to brand its image and capitalize the same to generate more business by accruing benefits to all of its stakeholders comprising investors, stock brokers, regulators and others who will be benefited from the transparency and consequential focus on efficiency.
According to SEBI and Intermediaries Regulation and Supervision Department, different factors are to be considered for rating process:
·         Organization structure
·         Policy on investor’s interest
·         Risk management policy
·         Financials
·         History/ background of firm

According to Michal Parness, Founder & CEO, Investors don’t make money in the market. The reason the institutions make money is that investors are trading, every time they buy or sell.

4 comments:

  1. I understand this column. I realize You put a many of struggle to found this story. I admire your process. Project Management Services

    ReplyDelete
  2. Our the purpose is to share the reviews about the latest Jackets,Coats and Vests also share the related Movies,Gaming, Casual,Faux Leather and Leather materials available Chris Pine All The Old Knives Peacoat

    ReplyDelete
  3. I am glad to be here and read your very interesting article, it was very informative and helpful information for me. keep it up. goku drip puffer jacket

    ReplyDelete

Search This Blog